-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AdR6pcXHsnQ2Io226sSgmaf3fv+WjsJCtdBY1Pfgnu/NHE7gFjVu6l0eP801JPox GoOVG95L9G4rI35dRsEdAw== 0000927016-97-000380.txt : 19970222 0000927016-97-000380.hdr.sgml : 19970222 ACCESSION NUMBER: 0000927016-97-000380 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAMBRIDGE HEART INC CENTRAL INDEX KEY: 0000913443 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 133679946 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-46607 FILM NUMBER: 97530797 BUSINESS ADDRESS: STREET 1: ONE OAK PARK DR CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172711200 MAIL ADDRESS: STREET 1: ONE OAK PARK DR CITY: BEDFORD STATE: MA ZIP: 01730 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COHEN DR RICHARD J CENTRAL INDEX KEY: 0001033473 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O CAMBRIDGE HART INC STREET 2: ONE OAK PARK DR CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172711200 MAIL ADDRESS: STREET 1: C/O CAMBRIDGE HART INC STREET 2: ONE OAK PARK DR CITY: BEDFORD STATE: MA ZIP: 01730 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 _____________________ SCHEDULE 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. _______) Cambridge Heart, Inc. --------------------- (Name of Issuer) Common Stock, par value $.001 per share --------------------------------------- (Title of Class of Securities) 131910101 (CUSIP Number) SCHEDULE 13G CUSIP No. 131910101 Page 2 of 7 ____________________________________________________________________________ 1. Name of Reporting Persons S.S. or I.R.S. Identification Number of Above Persons Dr. Richard J. Cohen SS####-##-#### ____________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group - Not Applicable ____________________________________________________________________________ 3. SEC Use Only ____________________________________________________________________________ 4. Citizenship or Place of Organization United States of America ____________________________________________________________________________ Number of Shares Beneficially Owned By Each Reporting Person With; 5. Sole Voting Power: 1,360,509 shares of Common Stock (includes 111,634 shares of Common Stock issuable to Dr. Cohen within 60 days of December 31, 1996 upon the exercise of stock options and warrants) ____________________________________________________________________________ 6. Shared Voting Power: No shares CUSIP No. 131910101 Page 3 of 7 ____________________________________________________________________________ 7. Sole Dispositive Power: 1,360,509 shares of Common Stock (includes 111,634 shares of Common Stock issuable to Dr. Cohen within 60 days of December 31, 1996 upon the exercise of stock options and warrants) ____________________________________________________________________________ 8. Shared Dispositive Power: No shares ____________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person. 1,360,509 shares of Common Stock (includes 111,634 shares of Common Stock issuable to Dr. Cohen within 60 days of December 31, 1996 upon the exercise of stock options and warrants) ____________________________________________________________________________ 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares. Not Applicable ____________________________________________________________________________ 11. Percent of Class Represented by Amount in Row 9. 13.2% ____________________________________________________________________________ 12. Type of Reporting Person. IN ____________________________________________________________________________ CUSIP No. 131910101 Page 4 of 7 SCHEDULE 13G Item 1(a). Name of Issuer: - -------------------------- Cambridge Heart, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: - ------------------------------------------------------------ One Oak Park Drive Bedford, MA 01730 Item 2(a). Name of Person Filing: - ---------------------------------- Dr. Richard J. Cohen Item 2(b). Address of Principal Business Office or, if none, Residence: - ------------------------------------------------------------------------ Massachusetts Institute of Technology 45 Carlton Street Room E25-335A Cambridge, MA 02139 Item 2(c). Citizenship: - ------------------------ United States of America Item 2(d). Title of Class of Securities: - ----------------------------------------- Common Stock, par value $.001 per share Item 2(e). CUSIP Number: - ------------------------- 131910101 CUSIP No. 131910101 Page 5 of 7 Item 3: - ------- Not Applicable Item 4. Ownership: - ------------------- (a) Amount Beneficially Owned: 1,360,509 shares of Common Stock (includes 111,634 shares of Common Stock issuable to Dr. Cohen within 60 days of December 31, 1996 upon the exercise of stock options and warrants) (b) Percent of Class: 13.2% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 1,360,509 shares of Common Stock (includes 111,634 shares of Common Stock issuable to Dr. Cohen within 60 days of December 31, 1996 upon the exercise of stock options and warrants) (ii) shared power to vote or to direct the vote: No shares (iii) sole power to dispose or to direct the disposition of: 1,360,509 shares of Common Stock (includes 111,634 shares of Common Stock issuable to Dr. Cohen within 60 days of December 31, 1996 upon the exercise of stock options and warrants) (iv) shared power to dispose or to direct the disposition of: No shares Item 5. Ownership of Five Percent or Less of a Class: - ------------------------------------------------------ Not Applicable CUSIP No. 131910101 Page 6 of 7 Item 6. Ownership of More Than Five Percent on Behalf of Another Person: - ------------------------------------------------------------------------- Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: - -------------------------------------------------------------------------------- Not Applicable Item 8. Identification and Classification of Members of the Group: - ------------------------------------------------------------------ Not Applicable Item 9. Notice of Dissolution of Group: - ---------------------------------------- Not Applicable Item 10. Certification: - ------------------------ Not Applicable CUSIP No. 131910101 Page 7 of 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1997 ------------------------------ Date /s/ Dr. Richard J. Cohen ------------------------------ Dr. Richard J. Cohen -----END PRIVACY-ENHANCED MESSAGE-----